Strategies for Concentrated Positions in Company Stock

Join us on May 4 for a webinar featuring insights and case studies from a panel of experts at managing concentrated stock holdings

Strategies for Concentrated Positions in Company Stock

Wealth has become increasingly concentrated and volatile as stock markets fluctuate and business conditions shift in uncertain times. Even S&P 500 companies are experiencing severe stock-price volatility. It’s more important than ever for advisors to understand the wide range of strategies available for managing wealth and mitigating wealth loss in concentrated company stock holdings to meet clients’ financial goals. In this webinar (100 minutes), experts at managing concentrated stock wealth explain the approaches.

– Role of the financial advisor in explaining over-concentration risks and solutions
– Strategies to diversify, create liquidity, and/or protect stock in a tax-efficient way
– Basic strategies: sales, gifts, and charitable donations of stock
– Short-term strategies: protective puts, covered calls, collars, and forwards
– Long-term strategies: exchange funds and stock protection trusts
– Tax, legal, and SEC complexities, including how Rule 10b5-1 plans can be used
– Key features of each strategy
– Checklist to evaluate which approaches are best
– Case studies

– Valerie Gospodarek, Owner, VG Financial Consulting LLC
– Marcel Quiroga, Founder and CEO, TQM Wealth Partners
– Brian Yolles, Founder and CEO, StockShield LLC
– Mark Leeds, Partner, Mayer Brown
– Bruce Brumberg (moderator), Editor-in-Chief and Co-Founder,

Wednesday, May 4, 2022
2pm to 3:40pm ET, 11am to 12:40pm PT
Registration Page